Carbonyl compounds having α-H atom undergo self-condensation reaction on warming with dilute acid or dilute base and give β-hydroxy carbonyl compound [Aldol]-which on heating lose water molecule and give α,β unsaturated carbonyl compound. This phenomenon is called the aldol condensation reaction.

Reactant: Carbonyl compound having α-H

Product: β hydroxy carbonyl [Aldol] α,β-unsaturated  carbonyl compound

Catalyst: Acid/Base

Reaction of aldol condensation:

reaction of aldol condensation

Aldol addition is the addition of of alcoholic group in contrast with reactant because in aldol, “Ald”, means “aldehyde” and “ol” means alcohol, a combination of two words,

While aldol condensation is the removal of water from aldol addition product on heating gives α,β-unsaturated carbonyl compound

Reaction Mechanism of Aldol Condensation:

Aldol condensation is promoted by two types of mechanisms.

(1)Base catalyzed mechanism

(2) Acid-catalyzed mechanism

Base Catalysed Mechanism

According to the Lowery-Bronsted concept

Step(01) Formation enolate ion:

In the the first step, the base attacks the carbonyl compound and extracts hydrogen ions from it and from the enolate ion which acts as a nucleophile. In this step, we use a hydrogen oxide base. Because oxygen has two lone pairs of electrons hydrogen oxide is an electron-rich species and attaches to acidic hydrogen for water formation.

formation of enolate ion

Step(02) nucleophilic addition :

In the second step, nucleophilic addition takes place, and enolate ions act as nucleophiles. This nucleophile attacks on the carbonyl compound and form alkoxide ion. Alkoxide ion is a conjugated base of alcohol.

nucleophilic addition

Step(03)

In this step, the alkoxide ion deprotonates a water molecule and forms a hydroxide ion i.e. β-hydroxy aldehyde or aldol product.

                        Deprotonation of water

deprotenation of water molecule aldol condensation

Here alkoxide ion is protonated by water molecule.

Step(04) dehydration:

In this step, the removal of water takes place on heating giving aldol condensation i.e. α,β-unsaturated carbonyl compound.

dehydration of aldol condensation

Acid Catalysed Mechanism:

In the acid-catalyzed mechanism, we used acid.

Step(01) enol formation:

In this step, the carbonyl compound of aldehyde or ketone contains an oxygen atom. This oxygen atom contains two lone pairs of electrons. This lone pair of oxygen attacks on acidic hydrogen and form enol.

 

acid base mechanism enol formation

Step(02) nucleophilic addition:

In this step, enol acts as a nucleophile and attacks another resonance form of enol which is less stable.

acid base mechanism enol formation

Step(03) dehydration:

Water removal takes place on heating giving α,β- unsaturated carbonyl compound.

acid catalysed mechanism dehydration

Types of aldol condensation Reaction:

Two types of aldol condensation are discussed below.

(01) simple aldol condensation

(02) cross aldol condensation

Simple Aldol Condensation Reaction:

The simple aldol condensation  reaction that takes place between two same carbonyl compounds and gives only one product is called simple aldol condensation.

The same carbonyl compound mean

  • Both aldehydes have α- H gives one product only
  • OR both ketones having α-H also give one product only

Examples:

Simple aldol condensation of aldehyde:

simple aldol condensation of of aldehyde step 1

Simple aldol condensation of ketone:

simple aldol condensation of of ketone

 

Cross Aldol condensation :

The condensation that takes place between two different carbonyl compounds (either aldehyde or ketone)  gives two types of product.

  • If both aldehyde or ketone have an α-H give four  different product
  • If only one carbonyl compound has an α-H gives two different product

This is called cross aldol condensation.

Examples:

We use two different aldehydes both having α-H give four products.

example of cross aldehyde

What is Claisen’s Schmidt Reaction?

Reaction in between aromatic aldehyde and ketone in the presence of base gives aldol (α,β-hydroxy ketone) which on heating yields α,β-unsaturated carbonyl compound. This overall reaction is called the Schmidt reaction.

claisen schmdit reaction

Directed Aldol Condensation:

OH is the typical base used in aldol condensation reaction  but instead of OH base, we use another base which is LDA ( Lithium di-isopropyl amide).

lithium diisopropyl amide

This base has a bulky group, so it directly attacks less hindered H-atom and gives a product. This is called directed aldol condensation.

Examples No.1

directed aldol condensation 01

Examples No.2

directed aldol condensation 02

Cyclization of Aldol Condensation:

Cyclization of aldol condensation is also called intramolecular aldol condensation

Examples No.1

reaction of cyclization of aldol condensation

If OH is used, then it attacks on more hindered α-H and gives a four-membered ring product which is sterically unstable. So to yield a stable product we use base LDA. It attacks less hindered α-H and gives a five-membered ring product that is stable.

Examples No.2

reaction of cyclization of aldol condensation 01

Here OH is also used, OH gives either a five-membered or six-membered ring, so both are stable products. In this case, we also used a typical base which is OH instead of LDA.

Diastereoselectivity of Aldol Reaction:

Aldol reaction gives two diastereoselective products.

  • Z-enolate
  • E-enolate

Z-enolate:

z enolate

  • this is called zenolate
  • This enolate is also called thermodynamic enolate
  • This is more stable and gives syn diastereomer which is a major productE enolate

z enolate reaction

E-enolate:

  • E-enolate is kinetic enolate
  • E-enolate is less stable